Responsibilities
- Assist with
dissemination of circulars from association/regulatory.
- Assist to
maintain/upkeep a database or record of press articles, letters, and briefings
regarding compliance, promote management awareness and co-ordinate responses to
proposed regulatory changes.
- Assist with
the monitoring and follow-up of management’s initiatives to ensure new
regulatory requirements are met, to ensure timely and accurate remediation are
carried out.
- Assist with
conducting reviews/assessments of internal documents and processes to assess
and ensure the company’s operations follow relevant laws and regulations.
- Assist with
other compliance duties such as compliance training, policy writing, customer
screening responsibilities and other tasks assigned from time to time.
- Assist or at
times conduct staff training to raise awareness and understanding of regulatory
and compliance matters and provide advice on compliance related matters as
appropriate to the business.